SECURITIES REGULATION
(LAWA-4005) - 3 UNITS

The course examines federal regulation of securities, with a focus on the Securities Act of 1933. The course explores the federal statutes and rules governing the initial registration of securities and the underwriting process; exemptions from the registration process; and the potential liabilities of all participants in the offer and sale of securities.

Prerequisites:
Business Associations (LAWA-4003)  (can be taken concurrently)
or
LAW-4A03